"The checklists are the first in a series of tools on cognitive decline and financial exploitation that are being developed by the task force. They are written in plain language and grouped into three sections:
- how advisors can prepare to work with potentially vulnerable investors,
- what to watch for when advising these clients, and
- recommended actions to ensure the advisor and dealer are meeting their regulatory and legal obligations."
Other checklist available: Meeting the Needs of Investors with Cognitive Decline
Source: Investment Funds Institute of Canada